neogeomvsx| Shenzhen Securities Regulatory Bureau: Taking corrective measures against Shenzhen Zhaolifeng Private Equity Company

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[Shenzhen Securities Regulatory Bureau: order corrective measures against Shenzhen Zhaolifeng Private Equity Fund Company] Securities Times e CompanyNeogeomvsx, May 13thNeogeomvsxShenzhen Securities Regulatory Bureau issued a decision on ordering corrective measures against Shenzhen Zhaolifeng Private Equity Fund Management Co., Ltd. After investigation, the company is engaged in private business.Neogeomvsx.Neogeomvsx..

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[Shenzhen Securities Regulatory Bureau: ordering corrective measures against Shenzhen Zhaolifeng Private Equity Fund Company] Securities Times e Company, May 13, Shenzhen Securities Regulatory Bureau issued a decision on ordering corrective measures against Shenzhen Zhaolifeng Private Equity Fund Management Co., Ltd. According to the investigation, when the company is engaged in the business activities of private equity funds, there are the following situations: first, it fails to carry out investment operations in accordance with the relevant private equity fund contracts and treats different investors of the same private equity fund unfairly, indicating that the company has not fulfilled its obligation of care and diligence. Second, the management system of related party transactions has not been established and improved. Third, there are false records of the information submitted. Fourth, there are major omissions in the information provided to investors, and major information that may affect the legitimate rights and interests of investors is not truthfully disclosed to investors in accordance with the contract. Fifth, the relevant information on investor appropriateness management has not been properly preserved. Shenzhen Securities Regulatory Bureau decided to take administrative regulatory measures to order Zhaolifeng to correct.

neogeomvsx| Shenzhen Securities Regulatory Bureau: Taking corrective measures against Shenzhen Zhaolifeng Private Equity Company

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