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Soochow Securities announcementPennbattle33000reelThe company received the notice of filing a case by the China Securities Regulatory Commission on April 16, 2024 (CSRC filing No. 0382024051).

The content isPennbattle33000reelBecause your unit is suspected of failing to do its duty diligently in the recommendation business of Gome Communications and Zixin Pharmaceutical non-public offering shares, according to the Securities Law of the people's Republic of China, the Administrative punishment Law of the people's Republic of China and other laws and regulations on April 8, 2024, I will decide to file a case against your unit. " The company will actively cooperate with the relevant work of the China Securities Regulatory Commission and fulfill its information disclosure obligations in strict accordance with regulatory requirements.

Nancai Express reporter noted that according to the recommendation summary report of ST Meixun (rights protection) on non-public offering shares, Soochow Securities acted as a sponsor agency to provide continuous supervision for the non-public offering of 32.85 million shares of Gome Communications, which was issued to Shandong Longji Island Construction Co., Ltd. ST Meixun examined and passed the bill on the company's non-public offering plan at the third interim shareholders' meeting in 2020.

An investigation by the China Securities Regulatory Commission found that the non-public offering of shares by Gome in 2020 constituted a fraudulent offering. The relevant documents of non-public issuance in 2020 cited false trade business income data, and the company confirmed that the false trade business income from January to September 2020 was 57.Pennbattle33000reel, 8.2356 million yuan, accounting for 86.21% of the current operating income. In March 2021, the China Securities Regulatory Commission approved the application for a non-public offering of Gome Communications, that is, to issue shares to the controlling shareholder Shandong Longji Island Construction Co., Ltd., raising a total of 165.6001 million yuan. The funds raised are mainly used for the renovation project of Jingmei intelligent terminal production line. There are false records in the documents related to the non-public offering of shares of Gome Communications, which constitute a fraudulent issue.

Similarly, ST Zixin applied for a non-public offering in 2014, with Soochow Securities as the continuous supervision and recommendation agency.

(article sourcePennbattle33000reel: 21st Century Economics report)